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March/April 2007

The Evolution of Workplace Diversity

By Kate McCormick

In the past, most companies believed that assimilating new hires into the organization required that employees conform to the company’s existing culture. For a variety of reasons, over the last 30 years, companies have realized that in many instances, it must adapt its corporate culture if it hopes to attract and retain a competitive workforce. At many companies, workplace diversity initiatives have driven this change. This article discusses the history of diversity in the employment setting and how a cottage industry in diversity evolved from a possible misreading of a landmark study on economic and demographic trends. It also explores the differences between diversity and affirmative action, and concludes by analyzing the legal issues surrounding diversity programs.

 

What Is Diversity?

“It’s hard to define what diversity is because everyone has an opinion.”
- Goldman Sachs diversity ad, 2000.

Although diversity initiatives are commonplace in corporate America, the term “diversity” is almost never defined. When it is, diversity is often described in conclusory or circular terms that do little to cement a common understanding of the term. An exception is the University of Maryland Diversity Database, which defines diversity as:

(1)        “the representation of multiple . . . groups within a prescribed environment, such as a . . . workplace,” (2) “differences between cultural groups,” and (3) “respecting cultural differences by recognizing that no one culture is intrinsically superior to another.”1

Scholars further distinguish between primary and secondary dimensions of (or influences on) diversity. Primary (also referred to as visible or immutable) dimensions of diversity include age, ethnicity, gender, physical abilities, and race.2 Secondary dimensions are those that can be changed, including religion, education, marital status, parental status, and socio-economic status.3

Because white males traditionally have dominated American corporate culture, diversity efforts initially focused on the representation of women and minorities in the workplace. Training frequently involved shaming white males for benefiting from a culturally-installed bias toward male power, privilege, and influence. This approach fermented resentment and resulted in an inevitable backlash by white males. In response to this backlash, as well as the inherent legal vulnerabilities of a narrowly-drawn definition of diversity,4 diversity initiatives were expanded and repackaged as “cultural diversity.” Cultural diversity made room for measures of diversity that were independent of race or gender (such as life experiences, socio-economic background, and language proficiencies) and therefore could include (and benefit) all employees, including white males. While the cultural diversity movement made strides in correcting the perception that diversity existed only for women and minorities, taken to an extreme, applying cultural diversity occasionally has created absurd results when, for example, employers are encouraged to view “[e]very employee [as] a minority of one,”5 or when diversity has been watered-down to merely another “soft” management skill.6

Finally, companies have realized that creating a diverse workplace is only the first step. Managing the relationships within a diverse workforce and ensuring that its members communicate and get along with one another is also essential. Accordingly, “inclusion” is the current focus of many diversity initiatives.

 

Origins of Diversity

It is difficult to pinpoint the origin of workforce diversity initiatives. Although Congress introduced the first modern equal employment legislation in 1943, it generally was a non-starter, as were subsequent legislative initiatives proposed over the next 20 years. In 1948, President Truman issued Executive Order 9981 to desegregate the armed services, which some scholars cite as the first workplace diversity initiative. Executive Order 9981, states, in pertinent part:

It is hereby declared to be the policy of the President that there shall be equality of treatment and opportunity for all persons in the armed services without regard to race, color, religion or national origin.7

On its face, Executive Order 9981 required equality of treatment and opportunity in the armed services, but did not expressly forbid segregation.8 Both President Truman and the committee created to oversee the integration of the armed services, however, used the Executive Order to require desegregation of the armed services. As a result, by 1953, 95 percent of African-American Army soldiers were serving in integrated units.9

In the 1960s, social and political changes resulted in the passage of Title VII, which prohibited discrimination on the basis of race, color, religion, sex,10 and national origin, and, later, the Age Discrimination in Employment Act.11 Even at the outset, however, Congress emphasized that a particular racial or ethnic composition of employees should not be mandated. For example, Title VII’s legislative history “stressed that the [Equal Employment Opportunity] Commission must confine its activities to correcting abuse, not promoting equality with mathematical certainty.”12 Opponents of Title VII also feared that it could be interpreted to require employers with a racially imbalanced workforce to grant preferential treatment to racial minorities or that employers voluntarily would grant such preferences.13 These concerns were addressed by Section 703(j), which provided that nothing in Title VII “shall be interpreted to require any employer . . . to grant preferential treatment . . . to any group because of the race . . . of such . . . group on account of an imbalance” in the employer’s workforce relative to the available workforce.14 As a result of the civil rights laws, a sense of moral obligation (i.e., equality of opportunity) and compliance concerns (at least initially) revived and drove interest in workplace diversity.

 

A Diversity “Industry” is Born

In 1987, Secretary of Labor William Brock commissioned a study of economic and demographic trends by the Hudson Institute. This study became the landmark book Workforce 2000 – Work and Workers in the Twenty First Century (“Workforce 2000”).15Workforce 2000 highlighted five demographic factors that would impact the U.S. labor market, and with it, the motivation for workplace diversity initiatives:

1.The population and the workforce will grow more slowly than at any time since the 1930s.

2.The average age of the population and the workforce will rise, and the pool of young workers entering the labor market will shrink.

3.More women will enter the workforce.

4.Minorities will be a larger share of the new entrants into the labor force.

5.Legal and illegal immigrants will represent the largest share of the increase in the population and the workforce since World War I.16

To some, these demographic trends—particularly those that impacted labor pool composition and availability—suggested that diversifying the workforce was an economic imperative if companies were to remain competitive and attract workers. This belief spawned a diversity industry, as companies began focusing their efforts on creating the “business case” for their diversity efforts. Companies sought to measure diversity (or alternatively, the costs to the company if it did not appreciate diversity) in terms of turnover, retention, productivity, succession planning, public image, revenue/market share, and even stock value. Diversity initiatives dramatically expanded to include flexible schedules, emergency daycare, flexibility in dress requirements, non-standard career paths, phased retirement, and domestic partner benefits, to name a few.

Companies also began applying diversity principles to areas outside the workforce context, and particularly to their customers. For example, as the population of minorities in the United States has increased over the past decade, the group’s buying power has also grown dramatically. Companies also have targeted the gay and lesbian community as a source of expanded marketing opportunities because of the significant amount of discretionary income it controls. These and other demographic trends showed companies that there were opportunities to expand their markets by selling to new customers or by creating new products to capitalize on niche markets. Companies also began to include suppliers as a part of their efforts and to tie diversity in the supplier’s workforce to its eligibility to continue to receive the company’s business.

 

Was Workforce 2000 Misread?

In Workforce 2020 – Work and Workers in the Twenty-First Century (“Workforce 2020”), the follow-up to Workforce 2000, the authors concede that they never anticipated their original report would spawn a diversity industry.17 The authors assert that the diversity entrepreneurs misread Workforce 2000 in two significant ways. One misreading was that there was a scarcity of white male entrants into the workforce.18 In fact, white males (still) make up the largest absolute number of new entrants into the market. The white males entering the workforce, however, are merely replacing the same number of white males leaving the market each year. To the extent the workforce is growing, the growth in the labor pool is attributable to women and minorities. Therefore, while white males are still the dominant group in terms of their representation in the workforce and in the gross number of new entrants, women and minorities entrants are fueling the growth in the labor markets. Thus, the increasing numbers of women and minorities entering the workforce are diluting (however slightly) white males’ percentage representation in the workforce.19 As a result of this misinterpretation, the authors of Workforce 2020 conclude that “the impact of diversity was exaggerated: too much attention was paid to the women and minority net new entrants, too little to the white males among the total entrants.”20

The second misreading of Workforce 2000 concerns the nature of the skills gap new market entrants face. Workforce 2000 warns that the shift to a service economy requires that new entrants have higher skills (including the ability to read, follow directions, and use mathematics), which the education system simply is not providing. Instead of addressing these tangible skill deficiencies at the worker level, the authors contend that the diversity industry instead focused on training managers to be culturally sensitive. The authors observe that “[w]hat new workers principally need—whether they are white and male or female or minority—are the skills that education must provide, not managers trained in diversity and sensitivity.”21

Whether Workforce 2000 was truly misinterpreted or simply “spun” to benefit the growing diversity industry is unclear. What is clear, however, is that the American workplace is becoming increasingly diverse, “sensitivity training” is beneficial in such an environment, and the momentum in corporate America for diversity initiatives has shown no signs of waning in the ten years since these “misinterpretations” were brought to light. In addition, as the baby boomers retire, companies may become more acutely aware of the skills gap, which has received significantly less attention and resources than diversity.

 

Diversity and Affirmative Action Compared

Diversity initiatives are often confused, or referred to interchangeably, with affirmative action. As a result, diversity efforts suffer from some of the same negative perceptions as affirmative action. The differences in the concepts, however, are significant.

As a threshold matter, it is not a violation of Title VII if an employer’s workforce does not reflect the racial or gender composition of the surrounding area. Likewise, an employer has no affirmative obligation22 to correct any such imbalance in its workforce and its failure to act23 is not, in and of itself, an act of discrimination. While affirmative action and diversity programs seek, in their own ways, to address imbalances in the workforce, the concepts differ considerably from one another in three key ways. First, affirmative action is remedial and is often imposed on an organization involuntarily.24 A diversity program, however, is a voluntary and deliberate undertaking meant to provide specific, tangible business benefits, with the change in the racial or gender composition of the workforce merely a by-product of the process. Second, affirmative action focuses on the hiring process, while hiring is but one of several processes and aspects of the business to which diversity is applied. Finally, affirmative action is limited to race or gender issues, while most progressive diversity initiatives are “inclusive of all group identities (including white males).”25

 

Reverse Discrimination in Affirmative Action and Diversity

The most common criticism levied against affirmative action and diversity programs (which often are confused) is that both result in reverse discrimination. While affirmative action permits preferential hiring in very limited circumstances, diversity, in it purest sense does not. This difference is most easily illustrated in comparing voluntary affirmative action and diversity initiatives in the hiring process.

In contrast to mandatory affirmative action, the law also contemplates that some employers may want to undertake voluntary affirmative action efforts. In United Steelworkers v. Weber, the United States Supreme Court held that while Title VII prohibits racial discrimination (including discrimination against Caucasians), it does not condemn all voluntary, race- or gender-conscious affirmative action.26 Specifically, the Court has adopted a two-part test to determine the validity of a voluntary affirmative action plan. First, the purposes of the plan must mirror the remedial purposes of Title VII to end discrimination and its segregating effects.27 That is, the plan must seek to remedy “conspicuous racial [or gender] imbalances in traditionally segregated job categories.”28 Second, the voluntary affirmative action plan cannot “unnecessarily trammel the interests of white employees” by, for example, requiring the discharge of white workers and their replacement with African-American hires or creating an absolute bar to their employment or advancement.”29 In addition, the plan must be a temporary measure meant to eliminate a manifest imbalance, not to maintain a racial or gender balance.30

Diversity (in the hiring process), on the other hand, has as its purpose to expand the pool of candidates and to increase competition. Diversity, in its purest sense, is not aimed at the selection process. “The crucial distinction [between diversity and affirmative action] is between expanding the applicant pool and actually selecting from that pool.”31 Accordingly, affirmative outreach efforts by an employer to recruit minorities and women as part of a diversity initiative are neutral with respect to candidate selection, and therefore do not require any justification or rationalization for their implementation, as is required by affirmative action.32 The only “harm” to white males in a diverse hiring environment is the competition against a larger pool of qualified applicants, which courts have declined to sanction as actionable.33 As a result, reverse discrimination claims premised on diversity awareness initiatives or affirmative recruitment have been rejected.34

Only when diversity initiatives seek to direct the selection process (or cease to be facially neutral) do they risk facing the more rigorous standards of voluntary affirmative action plans.35 In Taxman v. Board of Education, a white teacher challenged a school board’s use of a non-remedial affirmative action plan under Title VII to prefer minority over non-minority teachers in layoff decisions when the teachers were equally qualified.36 The school board had invoked the plan to lay off a white teacher in lieu of an African-American teacher, both of whom had equal seniority because they had started their employment on the same day nine years earlier.37

In striking down the affirmative action plan, the court found that it did not have any remedial purpose.38 Specifically, African-American teachers were not underrepresented in the school district, and in some years the percentage of African-American teachers in the relevant job category exceeded the percentage of African-Americans in the workforce.39 Instead, the plan was adopted and invoked in the layoff decision at issue to promote diversity as an educational benefit.40 In examining the legislative history of Title VII, the Third Circuit could find no Congressional recognition of diversity as one of its purposes or objectives.41 Although its purpose was laudable, the plan failed to meet the first prong of the Supreme Court test that such plan be remedial.42

The Third Circuit also concluded that the school board’s affirmative action plan “unnecessarily trammeled” non-minority interests because it was “an established fixture of unlimited duration” (having been in existence for more than 13 years) that was devoid of any goals or standards, and was subject to being invoked at the school board’s whim.43 The court also found it significant that in Weber and Johnson, the non-minority plaintiffs retained their jobs, but the plaintiff in Taxman suffered a substantial and severe loss by losing her job in the layoff.44

 

Practical Considerations in Drafting Diversity Plans

Because few diversity plans limit their efforts to merely expanding the applicant pool, but also seek to influence (to varying degrees) the selection of candidates, diversity initiatives are likely to be evaluated like voluntary affirmative action plans. As a result, diversity plans should be crafted carefully to include a discussion of the remedial basis for the initiative. Broad initiatives based on amorphous business benefits the company hopes to enjoy from diversity, or its desire to reflect the demographics of its customers, may be difficult to justify in particular employment decisions.45

Diversity initiatives should also guard against schemes that require the termination of non-minorities to reach diversity objectives. Diversity plans should avoid directly tying managers’ financial incentives or bonuses to their reaching or maintaining specific diversity goals, as such an arrangement can create the perception that the program is a “numbers game.”46

 

Advantages and Challenges to Implementing Diversity Initiatives

Seeking to change corporate culture is no small task, and it is not unusual that efforts to do so will involve growing pains and adjustments along the way. Like many training efforts, diversity training can cause an increase (at least initially) in discrimination claims as employee awareness of company policy and discrimination laws increases. Because employees suffer from preconceived notions about diversity in particular (which training may or may not dispel) and because these opinions are often very strongly held, the incidence of claims (particularly reverse discrimination claims) following diversity training may be higher than with other kinds of training. Other more subtle forms of backlash can also occur if white males do not have a place in the diversity initiative.

In addition to reverse discrimination claims by white males, increased complaints by non-Black minorities and African-American employees also are possible. According to a recent study, approximately half of non-Black minorities believe that only African-Americans benefit from diversity efforts, and 37 percent of African-Americans believe that diversity initiatives have not done enough.47 Companies that assemble survey statistics to help formulate diversity initiatives may also risk class action claims, particularly if these statistics show an under-representation in certain categories and the company either fails to act on the information or sets internal diversity goals that it fails to achieve. Finally, communication problems, resentment, and conflict can occur in the workplace if inclusion is not made part of the diversity initiative.

Despite these drawbacks, diversity initiatives can create closer ties among the company, its employees, and the customers and communities it serves. These ties can generate synergies that create market growth opportunities for the company’s products and deepen loyalty in the community. Diversity initiatives can broaden the candidate pool, reduce attrition, and improve succession planning. Diversity initiatives also benefit from the belief that they are “the right thing to do,” and can improve the company’s public image and, according to some scholars, the stock price.

 

Conclusion

Although it has undergone several transformations, workplace diversity appears well-entrenched in corporate America. Despite an entire industry devoted to applying diversity principles to change corporate culture, diversity remains an ambiguous and misunderstood concept to most that can clearly benefit from continued frank and thoughtful dialogue.

 

Kate McCormick is an attorney with the law firm of Littler Mendelson, P.C. McCormick is board certified in Labor and Employment Law by the Texas Board of Legal Specialization.

 

Endnotes

1. University of Maryland Diversity Database, at http://www.inform.umd.edu.  2.Id. More recently, sexual orientation has been added as a primary dimension of diversity.   3.Id.   4. As discussed infra, limiting diversity initiatives to women and minorities may risk claims of reverse discrimination.   5. William Simpson, To Make an Organization Great, First Make it a Great Place to Work, at http://www.workforcediversitynetwork.com/ docs/Article_Great%20PlacetoWork_NP_4.06.pdf; see also Advertisement for the New York Times Diversity Challenge Job Fair, 1994 (“Diversity doesn’t mean just gender, race or mental or physical handicaps.  Today it means lots of other differences like . . . having a skill deficiency.”) (emphasis added).   6.See Thiederman, Managing New Americans: Strategies for Making it Work, at www.rochesterdiversitycouncil.com, April 20, 2003 (“Many managers believe that managing a diverse workforce means you must twist your organization into a pretzel to accommodate the needs of each employee.”).   7. Executive Order 9981, “Establishing the President’s Committee on Equality of Treatment and Opportunity in the Armed Services,” July 26, 1948.   8. Also, note the lack of reference to gender among the protected categories.   9. Dennis Bilger and Randy Sowell, Desegregation of the Armed Forces, (August 1998), available at Truman Presidential Museum & Library, http://www.trumanlibrary.org/deseg.htm#truman.   10. Representative Smith, Chairman of the House Committee on Rules (and not a proponent of civil rights laws) offered an amendment to add “sex” as a protected category in an attempt to defeat Title VII.  Francis J. Vaas, Title VII: Legislative History, 7 Boston College Indus. & Comm. Law Review 431 (1966).  The effort to derail Title VII by adding “sex” as a protected category failed.  The amendment passed 168 to 133 in the House of Representatives with no hearings on the subject in either the House or the Senate and the House debate allotted only five minutes to consider this, as well as numerous other amendments.  Id.   11. 42 U.S.C. § 2000e, Title VII of the Civil Rights Act of 1964, as amended, (“Title VII”); 29 U.S.C § 621, The Age Discrimination in Employment Act. During the Congressional debates over Title VII, amendments were proposed that would have also prohibited discrimination based on age. Although these amendments were defeated, Congress asked the Secretary of Labor to study the problem of age discrimination.  In 1965, the Secretary of Labor issued The Older American Workers – Age Discrimination in Employment report which chronicled discrimination against older workers and later used the report as the basis to propose legislation that became the Age Discrimination in Employment Act in 1967.   12. Judiciary Committee Report, Additional Views on H.R. 7152 (1963).   13. Cong. Rec. 8618-8619 (1964) (remarks of Sen. Sparkman), cited in United Steelworkers v. Weber, 443 U.S. 193, 205 (1979).   14. 42 U.S.C. § 2000-e2(j) (emphasis added).  The United States Supreme Court would later rely on the legislative history and language of Section 703(j) to hold that Title VII’s prohibitions against discrimination do not prohibit all private, voluntary affirmative action plans that included racial preferences, provided certain requirements were met. Weber, 443 U.S. at 207.   15.Richard W. Judy & Carol D’Amico, Workforce 2000 – Work and Workers for the 21st Century (1987).   16.Id.   17.Richard W. Judy & Carol D’Amico, Workforce 2020 – Work and Workers in the Twenty-First Century (1997).   18.Id. at pp. XIV-XV.   19.Id. at p. XV.   20.Id.   21.Id.   22.Title VII, however, does not prevent the Executive Branch from imposing conditions under which it will enter into contracts, including (as in Executive Order 11246) a contractual duty to require that an employer-contractor attempt to alter any racial, ethnic, or gender imbalance in its workforce. Contractors Ass’n of E. Pa. v. Sec’y of Labor, 442 F.2d 159 (3d Cir. 1971); see also 41 C.F.R. 60-1.4.   23.In spite of the language in section 703(j) that an employer is not required to correct an imbalance in its workforce, the Supreme Court has held that comparisons of an employer’s workforce to the racial and ethnic composition of the area population are admissible and probative of a pattern or practice of discrimination.  Int’l Bhd of Teamsters v. United States, 431 U.S. 324, 340 (1977).   24. When violations of the law are found, Title VII allows courts to “order such affirmative action as may be appropriate.” 42 U.S.C. § 2000e-5(g). This provision has been interpreted to allow courts to order racial hiring practices (e.g., specific numeric goals and timetables that use race and national origin) but only in very limited circumstances. Specifically, racial hiring practices are appropriate only where there is evidence of “widespread, systemic and egregious” violations of the law.  Evidence of illegal conduct or a statistical imbalance between the workforce and the surrounding population is insufficient.  Moreover, such a remedy must be reasonable in that it cannot “unnecessarily trammel the interests of white employees,” such as requiring the termination of white workers in order to permit the hiring of minorities. Wygant v. Jackson Bd. of Educ., 476 U.S. 267 (1986).   25. Steven A. Ramirez, The New Cultural Diversity and Title VII, 6 Mich. J. Race & L. 127, 141 (2000).   26.Weber, 443 U.S. at 208.   27.Weber, 443 U.S. at 208.   28.Id. at 209.  In each of the Supreme Court cases addressing these issues, the plans in question documented the imbalances.  In Weber, the plan sought to remedy the imbalance of African-Americans in its craft worker positions.  443 U.S. at 198.  The plan noted that 39% of the local labor force was African-American, while only 15% of the company’s workforce, and less than 2% of the crafts workforce, were African-American.  Id. at 198-99.  Likewise, in Johnson v. Transp. Agency, the plan noted that women were represented in numbers far less than their proportion in the available workforce in the Transportation Agency of Santa Clara County, California as a whole and in the skilled craft worker job category.  480 U.S. 616, 621 (1987).  In fact, there were no women among the 238 positions in the applicable job category.  Id.  Voluntary affirmative action, however, does not require proof (or an admission) of specific past discrimination by the employer in question, only that a conspicuous racial imbalance exists for whatever reason.  Id. at 630; Weber, 443 U.S. at 209.   29.Weber, 443 U.S. at 208.  This holding has been interpreted to mean reasonable hiring ratios (e.g., 50% of openings in an internal training program were reserved for minorities as in the Weber decision) or that race or gender is considered as one factor in the selection process for making promotions into positions within a traditionally segregated job classification (as in Johnson).  See Johnson, 480 U.S. at 621-22; Weber, 443 U.S. at 197.  In any event, rigid quotas, requiring that a minimum number of minorities be hired or the total exclusion of non-minorities or male applicants for all opportunities, has been rejected by the Supreme Court.  Johnson, 480 U.S. at 630.   30.Weber, 443 U.S. at 208; Johnson, 480 U.S. at 621-22.   31.Shuford v. Al. State Bd. of Educ., 897 F. Supp 1535, 1553 (M.D. Ala. 1995).   32.  Id.   33.Duffy v. Wolle, 123 F.3d 1026, 1039 (8th Cir. 1997); see also Donaldson v. Exelon Corp., No. 05-1542, 2006 U.S. Dist. Lexis 66071, at *12 (E.D. Pa. Sept. 14, 2006) (declining to certify a class of all white male employees because the fact that the company had diversity programs and sought to diversify its workforce was, by itself, not a legally cognizable injury to non-diverse employees); but see Gavenda v. Orleans County, No. 97-CV-0074E(Sc), 1998 U.S. Dist. Lexis 3413, at *11 (W.D.N.Y. Mar. 19, 1998) (allowing a Caucasian plaintiff to amend his complaint to allege “associational loss” under Title VII for his employer’s alleged discrimination against others based on allegations that his employer failed to provide a “diverse work environment”).   34. Duffy, 123 F.3d at 1038 (administrative office’s interest in obtaining a diverse pool of applicants could not support a finding of pretext); Iadimarco v. Runyon, 190 F.3d 151 (3d Cir. 1999) (“diversity memo,” in and of itself, was insufficient to establish a prima facie case of discrimination); Silver v. City Univ. of New York, 947 F.2d 1021 (2d Cir. 1991) (internal memo which stated that the list of candidates for a position “should include a very significant representation of minorities and females,” was not evidence of discriminatory intent where it indicated only those who would be considered, and did not suggest that the appointment would be race or gender-based);  Reed v. Agilent Tech., 174 F. Supp. 2d 176 (D. Del. 2001) (the mere existence of a policy promoting diversity awareness is not evidence of discrimination); Lutes v. Goldin, 62 F. Supp. 2d 118 (D.D.C. 1999) (diversity speeches, as well as occasional references to NASA’s workforce as “too frail, too pale, too male and too stale,” showed a desire to remove barriers for women and minorities, not to erect them for Caucasian males or to cause males to be disadvantaged); Blanke v. Rochester Tel. Corp., 36 F. Supp. 2d 589 (W.D.N.Y. 1999) (declining to find that plaintiff’s termination as part of a corporate downsizing was a pretext to promote management’s broad objective of seeking to increasing the number of minority employees where there was no suggestion that white employees would be terminated in order to effectuate the diversity goals);  Brown v. Time, Inc., No. 95 Civ. 10081, 1997 U.S. Dist. Lexis 6227, at *4 (S.D.N.Y. May 7, 1997) (statements by company chairman expressing a commitment to diversity did not suggest a policy of discrimination against white males); Payne v. Norwest Corp., 911 F. Supp. 1299, 1305-06 (D. Mont. 1995), aff’d in part and rev’d on other grounds in part, 113 F.3d 1079 (9th Cir. 1997) (memo which recommended increasing the number of women and minorities in certain positions, as well as the fact that the company had diversity goals and kept statistics on the number of minorities employed at managerial levels “does not even rise to an inference” that a particular white male plaintiff was fired because of his race).   35. The plaintiff bears the burden of proof to establish the invalidity of voluntary affirmative action plans under Title VII. Conlin v. Blanchard, 745 F. Supp. 413, 420 (E.D. Mich. 1990) (citing Johnson v. Transp. Agency, 480 U.S. 616 (1987)).   36.Taxman v. Bd. of Educ., 91 F.3d 1547, 1551 (3d Cir. 1996).   37.Id.   38.Id. at 1550-51.   39.Id.; see also Cunico v. Pueblo School Dist. No. 60, 917 F.2d 431 (10th Cir. 1990) (school district’s decision as part of a reduction in force to lay off a white social worker in lieu of a less senior African-American, made pursuant to an affirmative action plan and aimed at retaining the district’s only African-American administrator, violated Title VII in the absence of evidence of past discrimination against African-Americans by the school district or a statistical imbalance in the district’s workforce).   40.Taxman, 91 F.3d at 1551.   41.Id. at 1557.   42.Id.  The Third Circuit also noted that in another case, the Supreme Court already had rejected (albeit under equal protection standards, rather than Title VII) an employer’s “role model” justification for race-conscious state action because it would have allowed the employer to make discriminatory hiring and layoff decisions well beyond the point necessary for a remedial purpose.  Id. at 1560-61 (discussing Wygant, 476 U.S. at 270-78, 284-93 (O’Connor, J., concurring in part), 294-95 (White, J., concurring)).   43.Id. at 1564-65.   44.Id. at 1564.   45. Employers may also want to examine the objectives behind their diversity efforts to ensure they are not too narrowly drawn or based exclusively on race and sex.  For example, a company that wants to penetrate the Asian market might characterize its diversity initiative as a desire to have a sales force that reflects its customer base (i.e. Asian sales people).  If the company examined its objective more closely, however, it more precisely might be to have sales people who are knowledgeable of the Asian customer market.  A Caucasian or African-American candidate who has lived and taught English in Asia may be better or equally qualified as an Asian candidate, and by refining its objective, the company can gain diversity on a broader basis.   46.See Frank v. Xerox Corp., 347 F.3d 130, 135 (5th Cir. 2003) (“balanced workforce initiative” that identified explicit racial goals for each job and grade level, that created reports which stated that African-Americans were over-represented and whites were under-represented in almost every job and grade level, and that evaluated managers on how well they met the goals, was direct evidence of discrimination that precluded summary judgment on plaintiff’s disparate impact claims).   47. Martha Frase-Blunt, Thwarting the Diversity Backlash, H.R. Magazine, June 2003 (citing a 2002 survey by Novations/J. Howard & Associates).


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